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International Journal of Creative and Open Research in Engineering and Management

A Peer-Reviewed, Open-Access International Journal Supporting Multidisciplinary Research, Digital Publishing Standards, DOI Registration, and Academic Indexing.
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ISSN: 3108-1754 (Online)
Crossref DOI: Available
ISO Certification: 9001:2015
Publication Fee: 599/- INR
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License: CC BY 4.0
Peer Review: Double Blind
Volume 02, Issue 05

Published on: May 2026

EXPLAINABLE ENSEMBLE LEARNING FOR INDUSTRIAL PREDICTIVE MAINTENANCE USING SHAP AND LIGHTGBM

Omkar Bhowmick Ridhesh Rajesh Rahul Shankar Pandey Vibhor Kumar

Dr. Savitha G

Department of Computer Science & Engineering

RV Institute of Technology and Management Bengaluru Karnataka India

Article Status

Plagiarism Passed Peer Reviewed Open Access

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Abstract

In Industry 4.0 manufacturing environments, un-expected machine failures lead to substantial economic losses and operational disruptions. Traditional maintenance approaches often prove inadequate for modern industrial systems. This research introduces a novel framework combining ensemble machine learning with explainability techniques to predict equip-ment failures. We evaluated multiple classification algorithms including Random Forest, SVM, XGBoost, LightGBM, and a Stacking approach using the AI4I 2020 industrial dataset containing 10,000 instances across 14 attributes. The dataset exhibits significant class imbalance with only 339 failure cases against 9,661 normal operations. We employed Synthetic Minor-ity Oversampling Technique to balance the training data. Our LightGBM implementation demonstrated superior performance, achieving 97.85% classification accuracy and an F1-measure of 0.7514, surpassing baseline Random Forest results (F1: 0.7027) by 5.71%. To enhance model transparency, we incorporated SHAP value analysis, which revealed that Torque measurements (SHAP: 1.5035), Tool Wear duration (SHAP: 0.8527), and Heat Dissi-pation indicators (SHAP: 0.7035) serve as the most significant failure predictors. These findings enable maintenance personnel to prioritize monitoring of critical operational parameters. We validated practical applicability through a web-based prediction system offering real-time failure forecasting with interpretable explanations. Our approach advances Sustainable Development Goal 9 by facilitating data-driven maintenance decisions that reduce industrial waste and enhance operational sustainability.

Index Terms—Predictive Maintenance, Ensemble Learning, LightGBM, XGBoost, SMOTE, SHAP, Explainable AI, Industry 4.0, Machine Learning, Industrial IoT

How to Cite this Paper

Bhowmick, O., Rajesh, R., Pandey, R. S. & Kumar, V. (2026). Explainable Ensemble Learning for Industrial Predictive Maintenance Using SHAP and LightGBM. International Journal of Creative and Open Research in Engineering and Management, <i>02</i>(05). https://doi.org/10.55041/ijcope.v2i5.049

Bhowmick, Omkar, et al.. "Explainable Ensemble Learning for Industrial Predictive Maintenance Using SHAP and LightGBM." International Journal of Creative and Open Research in Engineering and Management, vol. 02, no. 05, 2026, pp. . doi:https://doi.org/10.55041/ijcope.v2i5.049.

Bhowmick, Omkar,Ridhesh Rajesh,Rahul Pandey, and Vibhor Kumar. "Explainable Ensemble Learning for Industrial Predictive Maintenance Using SHAP and LightGBM." International Journal of Creative and Open Research in Engineering and Management 02, no. 05 (2026). https://doi.org/https://doi.org/10.55041/ijcope.v2i5.049.

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  • Peer Review Type: Double-Blind Peer Review
  • Published on: May 04 2026
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